{"id":46509,"date":"2023-08-09T19:32:51","date_gmt":"2023-08-09T23:32:51","guid":{"rendered":"https:\/\/ifintechworld.com\/investing\/finra-bars-broker-over-alleged-false-statements\/"},"modified":"2023-08-09T19:32:53","modified_gmt":"2023-08-09T23:32:53","slug":"finra-bars-broker-over-alleged-false-statements","status":"publish","type":"post","link":"https:\/\/ifintechworld.com\/?p=46509","title":{"rendered":"Finra Bars Broker Over Alleged False Statements"},"content":{"rendered":"<div>\n<p>Brokerage industry self-regulatory organization Finra has barred a veteran broker and advisor for allegedly trying to deceive investigators with false bank statements and checks.<\/p>\n<p>Timothy Breslin, who remains registered as an investment advisor with the Securities and Exchange Commission, came under investigation following his termination from Raymond James in September 2022.<\/p>\n<p>At&#8230;\n    <\/p>\n<\/div>\n<p>Read the full article <a href=\"https:\/\/www.barrons.com\/advisor\/articles\/finra-bars-broker-over-alleged-false-statements-during-investigation-3ea8a8d2?mod=investing\" target=\"_blank\" rel=\"noopener\">here<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>Brokerage industry self-regulatory organization Finra has barred a veteran broker and advisor for allegedly trying to deceive investigators with false bank statements and checks. Timothy Breslin, who remains registered as an investment advisor with the Securities and Exchange Commission, came under investigation following his termination from Raymond James in September 2022. At&#8230; Read the full [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":46510,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"video","meta":{"footnotes":""},"categories":[239],"tags":[83],"class_list":["post-46509","post","type-post","status-publish","format-video","has-post-thumbnail","hentry","category-investing","tag-featured","post_format-post-format-video"],"yoast_head":"<!-- This site is optimized with the Yoast SEO plugin v20.6 - https:\/\/yoast.com\/wordpress\/plugins\/seo\/ -->\n<title>Finra Bars Broker Over Alleged False Statements | iFintechWorld<\/title>\n<meta name=\"description\" content=\"Brokerage industry self-regulatory organization Finra has barred a veteran broker and advisor for allegedly trying to deceive investigators with false\" \/>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" 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